Responsibilities/Tasks:
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Perform post-trade business controls in the area of client and sales suitability (eg. Voicelog review) and other aspects of operational controls for Wealth Management Operations
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Perform checks on customized statements and ensure that they are sent out to clients within stipulated timeline
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Validate client trading suitability (eg. product suitability, risk mismatch, concentration, DPM restrictions check, etc.) and perform trade documents deficiency follow-ups
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Prepare MIS reporting
Requirements:
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Banking product knowledge e.g. FX, Money Market, Fund Transfer, Equities, Fixed Income, Derivatives etc.
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Good understanding of compliance and risk control requirement
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Good Excel skills
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Good interpersonal and communication skills
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Self-motivated, structured approach and a strong analytical ability with a high attention to details
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Able to work under time pressure with efficient and quality delivery
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Required to liaise with Hong Kong and Taiwan clients/colleagues, ability to speak and understand basic Cantonese and Mandarin is a must.
Salary: $4,000 - $5,000 Per Month
